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The Preface Paradox

An author believes every claim in her book, but also believes some of them are wrong. Is she being rational or contradicting herself?

D. C. Makinson identified this paradox in 1965 by observing a commonplace authorial practice. The case challenges the requirement that rational belief be logically consistent, suggesting that full consistency may be too demanding a standard for real epistemic agents.

Makinson, D. C. (1965). The Paradox of the Preface. Analysis, 25(6), 205–207.

The scenario

An author has written a careful, well-researched book. She believes each individual claim she has put into it. She's done the work. She stands behind her arguments.

In the preface, she writes what authors typically write: "Despite my best efforts, I'm sure some mistakes remain. I apologize for them in advance."

She believes claim 1, claim 2, claim 3, and every other claim in the book. She also believes that at least one of those claims is false. These two positions are logically inconsistent. Yet she seems to be doing exactly what a reasonable, intellectually humble person should do.

Why this is a genuine rational position

The author isn't confused. She has excellent reasons for each individual claim. She also has excellent inductive evidence, drawn from every other book ever written, that authors make mistakes they don't catch. Believing each claim and believing some are wrong are both well-supported.

The paradox reveals that rational belief may not require global consistency across all beliefs. Each belief is locally justified. The inconsistency only appears when you take them all together, and no individual belief is the one to give up.

This has implications for how we model epistemic agents. Requiring full logical consistency may be an idealization no real believer can achieve, and perhaps none should be expected to.

The contrast with the lottery paradox

The preface paradox and the lottery paradox have identical logical structures. In both cases, you accept each member of a set of propositions and also accept that at least one is false.

The intuitions diverge. In the lottery case, it feels wrong to say you know any given ticket will lose, despite the high probability. In the preface case, it feels right to say the author believes each claim, despite the rational expectation of error.

That asymmetry is itself a puzzle. The cases seem to call for the same treatment, but our reactions pull in different directions. Either we need different accounts of knowledge and rational belief, or we need a unified account that explains why the two cases feel different even though they look the same.

Discussion questions

  1. Is it rational to believe every sentence in a book while also believing the book contains errors?
  2. Can you think of a belief you hold while also thinking you are probably wrong about something in the same domain?
  3. Does the preface paradox show that good thinking requires something beyond just holding beliefs that don't contradict each other?

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